-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RrrqNO4bFnDvNDgAfK/Fk4kGX6TeBf1dgMmZKFrGYSjuCMdvrjOTiLsvqQ3Y8XeE Mi+ZYb7sqo+mmpeO8dFJmw== /in/edgar/work/20000720/0000203248-00-000020/0000203248-00-000020.txt : 20000920 0000203248-00-000020.hdr.sgml : 20000920 ACCESSION NUMBER: 0000203248-00-000020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000720 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: [3621 ] IRS NUMBER: 954180883 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59265 FILM NUMBER: 676058 BUSINESS ADDRESS: STREET 1: 6430 INDEPENDENCE CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 8187162929 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: [4924 ] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 504 LAVACA ST 8TH FL CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124775852 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __________)* CAPSTONE TURBINE CORPORATION - ----------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - ----------------------------------------------------------------- (Title of Class of Securities) 14067D 10 2 - ----------------------------------------------------------------- (CUSIP Number) June 29, 2000 - ----------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) - --- X Rule 13d-1(c) - --- Rule 13d-1(d) - --- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amend- ment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 14067D 10 2 - ----------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Southern Union Company 75-0571592 - ----------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) --------------------------------------------------------- (b) --------------------------------------------------------- - ----------------------------------------------------------------- 3. SEC Use Only ------------------------------------------------ - ----------------------------------------------------------------- 4. Citizenship or Place of Organization: Delaware - ----------------------------------------------------------------- 5. Sole Voting Power: 4,167,916 ---------------------------- Number of --------------------------------------------------- Shares Beneficially 6. Shared Voting Power 0 Owned by --------------------------- Each --------------------------------------------------- Reporting 7. Sole Dispositive Power: 4,167,916 Person With ----------------------- --------------------------------------------------- 8. Shared Dispositive Power 0 ---------------------- - ----------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 4,167,916 ------------------------------------------------------------- - ----------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares ----------------------------------------------------- - ----------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9): 5.68% --------- - ----------------------------------------------------------------- 12. Type of Reporting Person (See Instructions): CO -------------- - ----------------------------------------------------------------- Item 1. (a) Name of Issuer Capstone Turbine Corporation (b) Address of Issuer's Principal Executive Offices 6430 Independence Woodland Hills, CA 91367 Item 2. (a) Name of Person Filing Southern Union Company (b) Address of Principal Business Office or, if none, Residence 504 Lavaca, Austin, Texas 78701 (c) Citizenship Delaware Corporation (d) Title of Class of Securities Common Stock, $.001 par value (e) CUSIP Number 14067D 10 2 Item 3. If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the defini- tion of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 4,167,916. --------- (b) Percent of class: 5.68%. ----- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 4,167,916. --------- (ii) Shared power to vote or to direct the vote: 0 . ----- (iii) Sole power to dispose or to direct the disposition of: 4,167,916. --------- (iv) Shared power to dispose or to direct the disposition of: 0 . ----- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 20, 2000 -------------- Date SOUTHERN UNION COMPANY By: /s/ DAVID J. KVAPIL ------------------------------ David J. Kvapil Senior Vice President and Corporate Controller -----END PRIVACY-ENHANCED MESSAGE-----